SEC.gov | Statutes and Regulations
This Act regulates the organization of companies, including mutual funds, that engage primarily in investing, reinvesting, and trading in securities, and whose own securities are offered to the investing …
SEC.gov | Home
Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital …
SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …
Jan 13, 2025 · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to …
Paul S. Atkins Sworn In as SEC Chairman - SEC.gov
Paul S. Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission. Chairman Atkins was nominated by President Donald J. Trump on January 20, 2025, …
EDGAR Search Assistance - SEC.gov
Jul 12, 2024 · Submit Filings Data & Research Rules, Enforcement, & Compliance Securities Topics About Submit a Tip or Complaint Newsroom | Investors Small Businesses Whistleblowers
Careers at the Securities and Exchange Commission - SEC.gov
The U.S. Securities and Exchange Commission (SEC) is seeking the best and brightest talent to help strengthen our workforce to better serve as the investor's advocate.
SEC.gov | Enforcement and Litigation
While SEC investigations into possible securities law violations by firms or individuals are conducted privately to ensure they remain fair and objective, the SEC takes action publicly when it finds …
SEC.gov | Tokenization Trending: Statement on the Division of Trading ...
Dec 11, 2025 · The letter relates to DTC’s development and launch of a preliminary version of its voluntary securities tokenization program on supported blockchains that meet DTC’s technology …
SEC.gov | CIK Lookup
The Central Index Key (CIK) is used on the SEC's computer systems to identify corporations and individual people who have filed disclosure with the SEC. To find a CIK for a company, fund, or …
Rule 144: Selling Restricted and Control Securities - SEC.gov
Jan 15, 2013 · This brochure presents an overview of what you need to know about selling your restricted or controlled securities. It also describes how to have a restricted legend remove.